Rule of 11

Results: 913



#Item
771Business / United States Securities and Exchange Commission / Auditing / SEC filings / United States corporate law / Regulation S-X / Securities Act / Regulation S-K / Regulation D / United States securities law / Accountancy / Finance

EY Comment Letter: Proposed Rule Amendments for Small and Additional Issues Exemptions Under Section 3(b) of the Securities Act (Release No[removed]Commission File No. S7 11 13

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2014-03-26 17:34:55
772United States securities law / Commodity Futures Trading Commission / Financial system / Confédération Fiscale Européenne / Securities Exchange Act / Futures exchange / Futures contract / Chicago Board Options Exchange / U.S. Securities and Exchange Commission / Financial economics / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CFE[removed]June 11, 2013 Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-06-12 09:53:53
773United States federal banking legislation / Systemic risk / Late-2000s financial crisis / United States housing bubble / Paul Volcker / Wall Street reform / Volcker Rule / Dodd–Frank Wall Street Reform and Consumer Protection Act / Tob / Finance / Financial economics / Economics

July 22, 2014 Via electronic submission Office of the Comptroller of the Currency 400 7th Street, S.W., Suite 3E-218, Mail Stop 9W-11 Washington, DC 20219

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2014-07-23 12:41:19
774Securities Exchange Act / Financial regulation / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]October 11, 2013 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-10-15 08:00:25
775Finance / Investment / Order / Electronic filter / Option / Filter / New York Stock Exchange / Financial economics / Financial markets / Stock market

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]October 11, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-10-15 07:57:14
776Financial system / Stock market / Financial markets / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Financial Industry Regulatory Authority / Alternative Trading Systems / Trade Reporting And Compliance Engine / United States securities law / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]October 11, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Chang

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-10-15 07:57:50
777Statute of frauds / Evidence / Contractual term / Parole / Contract / Documentary evidence / Four corners / City and Westminster Properties (1934) Ltd v Mudd / Law / Contract law / Parol evidence rule

33996-nmx_44-1 Sheet No. 30 Side A[removed]:11:19 \\jciprod01\productn\N\NMX\44-1\NMX102.txt

Add to Reading List

Source URL: lawschool.unm.edu

Language: English - Date: 2014-02-12 13:35:24
778Appeal / Federal Rules of Civil Procedure / Indonesian Criminal Procedure / International Criminal Court / Law / Legal procedure / Motion

ICTR 12th Plenary Session, 5-6 July 2002 Amendments adopted at the Plenary Session of the Judges I. Rules of Procedure and Evidence Rule 11 bis: Suspension of Indictment in case of Proceedings before National Courts (A)

Add to Reading List

Source URL: www.unictr.org

Language: English - Date: 2009-04-24 02:47:13
779Nova Scotia Court of Appeal

NOVA SCOTIA COURT OF APPEAL Amendments to Civil Procedure Rule 90 December 11, 2009 1.

Add to Reading List

Source URL: courts.ns.ca

Language: English - Date: 2014-06-20 15:00:05
    780Traffic signs / United States administrative law / Street furniture / Symbols / Transport engineering / Manual on Uniform Traffic Control Devices / Regulatory sign / Federal Highway Administration / Federal Register / Transport / Road transport / Land transport

    Federal Register / Vol. 78, No. 8 / Friday, January 11, [removed]Proposed Rules rulemaking process. Interactions with and between members of the public provide a balanced discussion of the issues and assist DOE in the rule

    Add to Reading List

    Source URL: www.gpo.gov

    Language: English - Date: 2013-01-11 02:21:57
    UPDATE